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Parity

Actuary.Parity History

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!!Put-call parity formula for stock options
Variables:\\
{$ T $} = expiration time\\
{$ K $} = strike price\\
{$ S_0 $} = stock price at time 0\\
{$ r $} = risk-free interest rate\\

Suppose the stock has a continuous dividend rate of {$ \delta $}.
The ''put-call parity formula'' is
{$$ C(K,T)-P(K,T)=S_0e^{-\delta \, T} - Ke^{-rT},  $$}
where {$C$} is the call option price, and {$P$} is the put option price.

'''Justification''':  The key is that buying a call and selling a put amount to a
synthetic forward.
The cash flow for buying a call and selling a put
at time 0 is {$ -C+P $}. There is an additional cash
flow at time {$ T $} of +{$ K $}.
The cash flow at time {$ T $} for a buying a forward
is -forward price = {$ - S_0e^{(r-\delta)T} $}. 
Thus the cash flows at time 0 are
{$$ -C+P +PV(K) = PV (- S_0e^{(r-\delta)T}) $$}
and the formula follows.

!!General put-call parity formula
Now the underlying asset can be stock with different dividend schemes, foreign currency,
futures, or bonds.\\
Variables:  \\
{$ F_{0,T} $} = prepaid forward price of the underlying asset\\
{$ K $} = strike price in dollars per share of asset\\

The formula is
{$$ C(K,T)-P(K,T)=F_{0,T}^P - Ke^{-rT}.  $$}



!!Properties
!!!Price ranges
*A call cannot cost more than the stock price {$ S $}.
*A put cannot cost more than the strike price {$ K $}.
*Both {$C$} and {$P$} should be positive; this also puts lower bounds on both
->{$C$} and {$P$} by the parity formula.
*American options are always going to be more expensive because they have the potential to early exercise.

We thus have the following string of inequalities:
{$$ \max[0, F_{0,T}^P - Ke^{-rT}] \leq C_{\text{Eur}} \leq C_{\text{Amer}} \leq S; $$}
{$$ \max[0,  Ke^{-rT} - F_{0,T}^P ] \leq P_{\text{Eur}} \leq P_{\text{Amer}} \leq K; $$}

!!!Early Exercise

!!!Price vs. {$t$}

!!!Price vs. {$K$}
{$C$} as a function of {$K$} is
#decreasing;
#has slope {$\geq -1 $};
#concave up.

{$P$} as a function of {$K$} is
#decreasing;
#has slope {$\leq 1 $};
#concave up.
 
If any of the properties are violated, we can have arbitrage.
For the first two conditions, this is done by creating a spread,
i.e., buy the option that's mispriced to be lower than it should, and sell the option
mispriced to be higher.  When the third (convexity) condition is violated,
we can create an asymmetrical butterfly spread with "{$\lambda$}".

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Page last modified on September 06, 2007, at 10:19 PM